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Compulsory Licensing in India: An Analysis

Compulsory licensing in India is a relatively under-explored area of legislation due to a lack of precedent. While the TRIPS Agreement and the Paris Convention provide some guidance, this article focuses on the impact of judicial opinions by Indian courts. The factual scenarios and standards considered by the judiciary indicate a propensity towards public welfare, with sufficient safeguards to prevent abuse of the law.

What is Compulsory Licensing?

Compulsory licensing is an agreement between a willing applicant and an unwilling patent holder, allowing the production and sale of the patented product under specific conditions:

  1. The reasonable needs of the public are not being met.
  2. The product is not fairly priced.
  3. The product is not being worked in India.

This mechanism serves as an exemption to the protection granted by intellectual property rights, allowing third parties to use a patentee's rights without their approval. The landmark case of Bayer Corporation v. Natco Pharmaceuticals Ltd. was the first instance where a compulsory license was granted in India.

Case Analysis: Bayer v. Natco

In this case, Natco Pharmaceuticals, an Indian generic drug manufacturer, sought a compulsory license for Sorafenib (Nexavar), a cancer drug patented by Bayer. The license was granted due to Bayer's failure to make the drug accessible and affordable to the public.

Accessibility for the Public

The tribunal evaluated Bayer's drug deliveries and found that the supply was insufficient. Bayer imported only 200 bottles in 2008 and 593 bottles in 2011, which was far less than the estimated need for 23,000 patients. Bayer argued that only 8,800 patients required the drug, but even this lower number was not adequately met.

Importance of Cipla's Presence

Bayer contended that Cipla's infringing production compensated for any shortages. However, the court rejected this argument, noting that Bayer could not benefit from Cipla's sales. Additionally, Bayer's supply was minimal even before Cipla began production in 2010.

Unreasonable Pricing

Nexavar was priced at INR 2,80,000 per week, which was prohibitively expensive for most patients. Bayer argued that fair pricing should consider both the customer and the manufacturer, including rewards for innovation and R&D costs. The court, however, emphasized that differential pricing could have made the drug more affordable. Natco's price of INR 10,000 per week was deemed reasonable and accessible.

To be Worked in India

The court clarified that importation was not sufficient for a patent to be considered "worked" in India. The stringent requirement for local production was highlighted, raising questions for companies that outsource manufacturing or rely on territorial availability.

The Importance of Prerequisites Before Applying for Compulsory Licensing

Before applying for a compulsory license, the following prerequisites must be met:

  1. Three years must have passed since the patent was granted.
  2. The applicant must have attempted to obtain a voluntary license on reasonable terms.

These prerequisites ensure that the law is not exploited and maintain a balance between public interest and patent protection.

Precedence in the Making

Following the Natco case, it was anticipated that more compulsory licenses would be issued. However, this has not been the case. Subsequent applications, such as in Roche v. Emcure Pharmaceuticals and BDR Pharma v. Bristol-Myers Squibb, have been denied due to the failure to meet necessary criteria or lack of evidence of public need.

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